Observations on film art : Silent film
The Big Parade (1925). Kristin here: As all about us in the blogosphere are listing their top ten films for 2015, we do the same for ninety years ago. Our eighth edition of this surprisingly popular series reaches 1925, when some of the major classics of world cinema appeared. Soviet Montage cinema got its real start […]
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Observations on film art
The Big Parade (1925).

Kristin here:

As all about us in the blogosphere are listing their top ten films for 2015, we do the same for ninety years ago. Our eighth edition of this surprisingly popular series reaches 1925, when some of the major classics of world cinema appeared. Soviet Montage cinema got its real start with not one but two releases by one of the greatest of all directors, Sergei Eisenstein. Ernst Lubitsch made what is arguably his finest silent film. Charles Chaplin created his most beloved feature. Scandinavian cinema was in decline, having lost its most important directors to Hollywood, but Carl Dreyer made one of his most powerful silents.

For previous entries, see here: 1917, 1918, 1919, 1920, 1921, 1922, 1923, and 1924.

The lingering traces of Expressionism vs the New Objectivity

The Joyless Street (1925).

Last year I suggested that German Expressionism was winding down in 1924. It continued to do so in 1925. Indeed, no Expressionist films as such came out that year. What I would consider to be the last films in the movement, Murnau’s Faust and Lang’s Metropolis, both went over budget and over schedule, with Faust appearing in 1926 and Metropolis at the beginning of 1927.

Murnau made a more modest film that premiered in Vienna in late 1925, Tartuffe, a loose adaptation of the Molière play. The script adds a frame story in which an old man’s housekeeper plots to swindle and murder him. The man’s grandson disguises himself as a traveling film exhibitor and shows the pair a simplified version of the play, emphasizing the parallels between the hypocritical Tartuffe and the scheming housekeeper.

The film has some touches of Expressionism but cannot really be considered a full-fledged member of that movement. The lingering Expressionism is not surprising, considering that some of the talent involved had worked on Robert Wiene’s Das Cabinet des Dr.Caligari: screenwriter Carl Mayer, designers Walter Röhrig and Robert Herlth, and actors Werner Krauss and Lil Dagover.

The visuals include characteristically Expressionist moments when the actors and settings are juxtaposed to create strongly pictorial compositions. These might be comic, as when the pompous Tartuffe strides past a squat lamp that seems to mock him, or beautifully abstract, as when Orgon is seen in a high angle against a stairway that swirls around him:

A restored version is available in the USA from Kino and in the UK in Eureka!‘s Masters of Cinema series. (DVD Beaver compares the two versions.) The restoration was prepared from the only surviving print, the American release version; it runs about one hour.

The other German film on this year’s list, G. W. Pabst’s The Joyless Street, contrasts considerably with Tartuffe. It was arguably the first major film of the Neue Sachlichkeit or New Objectivity trends in German cinema. I have already dealt with it in a DVD review entry shortly after its 2012 release. The restoration incorporated a good deal more footage than had been seen in previous modern prints, but it remains incomplete.

Once more the comic greats

The Gold Rush (1925).

For several years now these year-end lists have mentioned Charles Chaplin, Buster Keaton, and Harold Lloyd, in various combinations. Early on it would was Chaplin alone (Easy Street and The Immigrant for 1917) or Lloyd and Keaton alone (High and Dizzy and Neighbors for 1920). In a way most of these films were placeholders, signalling that these three were working up to the silent features that were among the most glorious products of the Hollywood studios in the 1920s. In our 1923 list, each found a place with a masterpiece: Chaplin’s A Woman of Paris, Keaton’s Our Hospitality, and Lloyd’s Safety Last.

This year we may surprise some by giving Lloyd a miss. For years The Freshman was thought of as his main claim to fame, perhaps alongside Safety Last. I think this was largely because The Freshman was the one of the few Lloyd films that was relatively easy to see. (Perhaps also because Preston Sturges dubbed it an official classic by making a sequel to it (The Sin of Harold Diddlebock, aka Mad Wednesday, 1947.) Now that we have the full set of Lloyd’s silent features available, it emerges as a rather tame entry compared to Safety Last, Girl Shy, or our already-determined entries for 1926, For Heaven’s Sake, and 1927, The Kid Brother. Let’s just call The Freshman a runner up.

Keaton’s Seven Chances takes one of the most familiar of melodramatic premises and literally runs with it. James Shannon discovers from his lawyer than he stands to inherit a great deal of money if he is married by 7 pm on his 27th birthday–which happens to be the day when he receives this news. A misunderstanding with the woman he loves leads to a split, and in order to save himself and his partner from bankruptcy, Shannon determines to marry any woman who will volunteer in time. Hundreds turn up.

The result is another of the extended, intricate chase sequences that tend to grace Lloyd’s and Keaton’s features, and to a lesser extent Chaplin’s. In fact Seven Chances has a double chase. The first and longer part involves a huge crowd of women gradually assembling behind Shannon as he unwittingly walks along the street. This accelerates and keeps building, exploiting various situations and locales, as when the chase passes through a rail yard and Shannon escapes by dangling from a rolling crane above the women’s heads. Eventually the action moves into the countryside, where the brides temporarily disappear, taking a short cut to cut Shannon off, and he ends up in the middle of a gradually growing avalanche.

Seven Chances is available on Blu-ray and DVD from Kino.

Of all the films on this year’s list, Chaplin’s The Gold Rush is probably the most widely familiar. The Little Tramp character, here known only as a “Lone Prospector,” blends hilarity with pathos in a fashion that is actually typical of relatively few of the director/performer’s films overall. It is, however, how many people think of him.

The Gold Rush looks rather old-fashioned compared with Seven Chances. Although the opening extreme long shots of an endless line of prospectors struggling up over a mountain pass are impressive, much of the action takes place in studio sets, sometimes standing in for alpine locations. Both the cabins, Black Larsen’s and Hank Curtis’, are like little proscenium stages, with the action captured from the front. Yet the film depends on its brilliant succession of gags and on the Prospector’s status as the underdog who is also the resilient and eternal optimist.

The best bits of humor arise from Chaplin’s ability to create funny but lyrical moments by transforming objects metaphorically. Given the plot, some of the best-known gags arise from meals. One is the dance of the rolls, part of a fantasy sequence in which the Prospector dreams of entertaining a group of beautiful women at dinner (above), when in fact the women stand him up. Trapped by a storm in a remote cabin, the Prospector and his partner cook one of his shoes. He serves it on a platter and carefully “carves it, with the leather becoming the meat, the nails bones, and the laces spaghetti.

Many home-video versions of The Gold Rush have been released, but the definitive restoration of the 1925 version is available from the Criterion Collection.

The Golden Age in full swing

Lazybones (1925).

When people speak of the “Golden Age” of the Hollywood studio system, they usually seem to mean the 1930s and 1940s (and the lingering effects of the system in the 1950s). A look at Hollywood films of the 1920s shows that it was already functioning at full steam. Three features of 1925 display the utter mastery of continuity storytelling and style and a sophistication that matches films of subsequent decades.

Lady Windermere’s Fan may be the best silent made by Ernst Lubitsch, who has appeared on these lists before. It arguably ranks alongside Trouble in Paradise and The Shop around the Corner as one of the best films of his entire career. It’s a loose adaptation of the Oscar Wilde play, but it’s pure Lubitsch throughout.

Anyone who thinks that the classical Hollywood system was merely a set of conventions that allowed films to be cranked out with minimal originality could learn a lot from Lady Windermere’s Fan. Its completely correct use of continuity editing, three-point lighting, and the like does not preclude imaginative touches and methods of handling whole scenes. There’s the sequence when Lord Windermere visits the mysteriously shady lady Mrs. Erlynne in her drawing-room. The camera is planted in the center of the action, with frequents cuts as the two characters move in and out of the frame and even cross behind the camera. There’s not a hint of a mismatched glance or entrance across this complex and unusual series of shots. There’s the racetrack scene, as everyone present watches and gossips about Mrs Erlynne in a virtuoso string of point-of-view shots.

The racetrack scene ends with a wealthy bachelor following Mrs Erlynne out of the track. The camera moves left to follow her, keeping her in the same spot in the frame. As the man gradually catches up, Lubitsch uses a moving matte to hint at their meeting without showing it or cutting in toward the action.

A good-quality transfer of Lady Windermere’s Fan is only available on DVD as part of the More Treasures from American Film Archives 1894-1931. (Beware the copy offered by Synergy, which according to comments on Amazon.com is from a poor-quality, incomplete print.)

The one title on this list whose inclusion might surprise readers is Frank Borzage’s Lazybones. I remember being bowled over by this film during the 1992 Le Gionate del Cinema Muto festival in Pordenone, which included a Borzage retrospective. I found the more famous Humoresque (1920) a disappointment, but Lazybones was a revelation. This is another case of a film that was simply unknown when film historians started writing about the Hollywood studio era. It was not discovered until 1970, when it was found in the 20th Century-Fox archives. As a result, Lazybones was, as Swiss film historian Hervé Dumont put it in his magisterial book on the director, “revealed as the most poignant–and the most accomplished–of Borzage’s works before Seventh Heaven.”

Year by year since we started this annual list, I looked forward to recommending Lazybones, and now we arrive there. I rewatched it for the first time to see if it really deserved to make one of the top ten. The answer is yes. For me, this is as good as 7th Heaven, or as near as makes no difference.

It’s difficult to describe the plot of Lazybones, since it doesn’t have much of one. Steve (played by the amiable Buck Jones) is a very lazy young man living in a rural village. He has a girlfriend, Agnes, whose mother scorns him. The girlfriend has a sister, Ruth, who returns home with a baby in tow. In despair, Ruth leaves the baby on a riverbank and tries to drown herself (image at top of section). Steve rescues her, and she explains that unknown to her family, while she was away she married a sailor who subsequently went down with his ship. She has no proof of this and knows her tyrannical mother will assume that the baby is illegitimate. Steve decides to keep her secret and adopt the apparent foundling himself.

All this happens during the initial setup. Then the little girl, Kit, grows up into a young lady. Along the way, not all that much happens. Steve, lacking any goals, stays lazy, which sets him apart from the energetic, ambitious protagonists of most Hollywood films. Kit is shunned by her classmates and the townspeople, and Steve tries to shelter her from all this. He loves Agnes but quickly loses her to a richer, more respectable man. He goes off to fight in World War I, becomes an accidental hero, and returns home after perhaps the shortest battlefront scene in any feature of the period. Kit finds a boyfriend.

What makes all this riveting viewing is its mixture of quiet comedy and poignancy. Steve is so amiably and unrepentantly loath to work that he is scorned by nearly everyone, and yet he commits an act of great kindness for which he gets no credit at all, except from his devoted mother. It is clear that these snobbish townspeople would scorn him even if they knew how he has kept Kit out of the orphanage and made a happy life for her.

The film is beautifully shot, and Borzage displays such an easy mastery of constructing a scene, particularly in depth, that it is easy to miss the underlying sophistication. Early on, Agnes and her mother arrive at Steve’s house. As Agnes waits outside the fence in the foreground, Steve tips his hat to her, in the foreground with his back to the camera. The mother passes by him toward the house, her mouth fixed in a sneer. We may think that Steve is oblivious to this, but once she passes out of the frame in the foreground, he puts his hat back on and slips it down over his face rather cheekily as he glances at her, his gesture suggesting his indifference to her opinion of him. (Note also the subtle touch of his lazily fastened suspenders.)

Borzage has mastered the use of motifs that are so characteristic of Hollywood cinema. There’s a running gag about the dilapidated gate of the picket fence around Steve’s and his mother’s house, with each person remarking “Darn that gate!” as they struggle through it. The repetition becomes cumulatively funnier because about two decades pass in the course of the film without the thing being fixed. The acting, particularly of Buck Jones and Zasu Pitts (as Ruth), is affecting.

It’s difficult to convey the charms of such an unconventional film, but give it a try and you may be bowled over, too.

A superb DVD transfer of Lazybones was included in the lavish Murnau, Borzage and Fox box (2008). The 20th Century-Fox Cinema Archives series offers it separately as a print-on-demand DVD-R. I’ve not seen it but suspect that there would be some loss of quality in this format. Besides, every serious lover of cinema should have that big black box sitting on their shelves next to the Ford at Fox one.

Returning to the more familiar classics, my final Hollywood film of the year is King Vidor’s The Big Parade.

Apart from its success and influence, however, The Big Parade remains an entertaining, funny, and moving film. Vidor’s scenes often run a remarkably long time, suggesting the rhythms of everyday life. One such action involves James fetching a barrel back to where he and his mates are staying so that he can turn it into an outdoor shower. When nearly back, he encounters Melisande, whom he initially can’t see. His stumbling about and her increasing laughter at his antics are played out at length (see top), as is a supposedly improvised scene shortly thereafter where James tries to teach Melisande how to chew gum.

A very different sort of prolonged scene is the long march of James and his comrades through a forest full of German snipers in trees and machine-gunners in nests. They begin by walking through an idyllic-looking forest, then increasingly encounter fallen comrades, and finally reach the Germans.

For years the prints of The Big Parade available were less than optimum, with some based on the 1931 re-release version, where the left side of the image had to be cropped to make room for the soundtrack. A 35mm negative was discovered relatively recently, however, and is the basis for the superb DVD and Blu-ray versions released in 2013.

Finally, I turn you over to David for some comments on films that fall within his specialties.

Eisenstein, action director

Watch this. Maybe a few times.

These two seconds, violent in both what they show and the way they show it, seem to me a turning point in film history. Here extreme action meets extreme technique. The spasms of the woman’s head, given in brief jump cuts (7 frames/5/8/10), create a sort of pictorial fusillade before we get the real thing: a line of riflemen robotically advancing into a crowd.

It’s not usually recognized how often changes in film art are driven by showing violence. Griffith’s last-minute rescues usually take place in scenes of massive bloodshed; not only The Birth of a Nation but the equally inventive Battle at Elderbush Gulch use rapid crosscutting to treat a boiling burst of action. The Friendless One’s pistol attack in Intolerance is rendered in flash frames that Sam Fuller might approve of. Later, the Hollywood Western, the Japanese swordplay film, the 1940s crime melodrama, the Hong Kong action picture, and many other genres pushed the stylistic envelope in scenes of violence. Hitchcock’s vaunted technical polish often depended on shock and bloodletting, from a bullet to the face (Foreign Correspondent) to stabbing in the shower (Psycho). The free-fire zone of Bonnie and Clyde and Peckinpah’s Westerns took up the slow-motion choreography of death pioneered by Kurosawa. Extreme action seems to call for aggressive technique, and intense action scenes can become clipbait and film-school models.

Sergei Eisenstein is celebrated as the theorist and practitioner of montage, whatever that is; but he insisted that what he called expressive movement was no less important. Just as montage for him came to mean the forceful juxtaposition of virtually any two stimuli (frames, shots, elements inside shots, musical motifs), so he thought that expressive movement ranged from a haughty tsar stretching his stork neck (Ivan the Terrible) to peons buried up to their shoulders, squirming to avoid horses’ hooves (Que viva Mexico!). In Eisenstein, psychology is always externalized, crowds move as gigantic organisms, and any action can turn brutal. (I fight the temptation to call him S & M Eisenstein.) We can trace influences—Constructivist theatre, the chase comedies coming from America, his interest in kabuki performance—but when he moved into cinema from the stage, Eisenstein became an action director, in a wholly modern sense.

Eisenstein’s first two features bracket the year 1925. Strike was premiered in January, The Battleship Potemkin in December. The first was apparently not widely seen outside Russia until the 1970s, but the second quickly won praise around the world. Potemkin’s centerpiece, the Odessa Steps sequence, became an instant critical chestnut, proof that cinema had achieved maturity as an art. Owing nothing to theatre, this massive spectacle was as pure a piece of filmmaking as a Fairbanks stunt or a Hart shootout. But of course Eisenstein went farther.

The Steps sequence was probably the most violent thing that anybody had ever seen in a movie. A line of soldiers stalks down the crowded staircase. A little boy is shot; after he falls, skull bloodied, his body is trampled by people fleeing the troops. Another man falls, caught in a handheld shot. A mother is blasted in the gut, and her baby carriage, jouncing down the steps, falls under a cossack’s sword. A schoolmistress who has been watching in horror gets a bullet in the eye–or is it a saber slash? The sequence ends as abstractly as it began, if “abstractly” can sum up the horrific punch of these images.

The film is much more than this sequence, of course, but every one of its five sections arcs toward violence, and each payoff is shot and cut with punitive force. The mutiny itself is a pulsating rush of stunts, unexpected angles, and cuts that are at once harsh and smooth. The whole thing starts with a rebellious sailor smashing a plate (in inconsistently matched shots) and ends with the ship confronting the fleet, a challenge rendered by percussive treatment of the men and their machines.

In Strike, Eisenstein rehearsed his poetry of massacre, along with a lot of other things. Instead of rendering an actual incident, as in Potemkin, here he portrays the typical phases any strike can go through. The plot starts with injustices on the shop floor, escalates to a walkout, and then—of course—turns violent, as provocateurs make a peaceful demonstration into a pretext for harsh reprisals. Throughout, Eisenstein experiments with grotesque satire and caricature. The workers are down-to-earth heroic; the capitalists are straight out of propaganda cartoons; the spies are beastly, the provocateurs are clowns. Every sequence tries something new and bold, and weird.

The most famous passage, well-known from his writings if not from actual viewing, is the climax. Here a raid upon workers in their tenements is intercut with the slaughter of a bull. Montage again, of course, but what isn’t usually noticed is the remarkable staging of that police riot, with horsemen riding along catwalks and fastidiously dropping children over the railings. For my money, more impressive than this finale is the earlier episode in which firemen turn their hoses on the workers’ demonstration. The workers scatter, pursued by the blasts of water, until they are scrambling over one another and pounded against alley walls. This is Strike’s Odessa Steps sequence, and for throbbing dynamism and pictorial expressiveness–you can feel the soaking thrust of the water–it has few equals in silent film.

For Eisenstein, the bobbing, screaming head in my clip was the “blasting cap” that launched the Odessa massacre. Is the woman the first victim of the troops, or is her rag-doll convulsion a kind of abstract prophecy of the brutality to come? Yanked out of the actual space of the action, it hits us with a perceptual force that goes beyond straightforward storytelling. Kinetic aggression, making you feel the blow, is one legitimate function of cinema. Eisenstein is our first master of in-your-face filmmaking.

After many tries, archives have given us superb video editions of Potemkin and Strike, both available from Kino Lorber. Potemkin’s original score captures the film’s combustible restlessness. Strike seems to have been shot at so many different frame rates that it’s hard to smooth out, but the new disc makes a very good try, and it’s far superior to the draggy Soviet step-printed version that plagued us for decades.

Chamber cinema

Every so often a filmmaker decides to accept severe spatial constraints, creating what David Koepp calls “bottle” plots. Make a movie in a lifeboat (Lifeboat) or around a phone booth (Phone Booth) or in a motel room (Tape) or in a Manhattan house (Panic Room) or in a remote cabin plagued by horrors (name your favorite). In the 1940s several filmmakers were trying out a “theatrical” approach that welcomed confinement like this; Cocteau’s Les Parents terribles, H. C. Potter’s The Time of Your Life, and of course Rope are examples. Today’s filmmakers are still exploring “chamber cinema.” The Hateful Eight is the most recent instance, with most of its chapters set in Minnie’s Haberdashery.

Typically, the chamber films in any period aren’t “canned theatre” like the PBS or English National Theatre broadcasts. Chamber films push the camera into the space, often showing all four walls and letting us get familiar with the rooms the characters inhabit. But this requires not only a carefully planned setting but also a good deal of cinematic skill in smoothly taking us to the primary zones of action.

Carl Dreyer was one of the earliest exponents of chamber cinema. He had seen initial examples in German Kammerspiel (chamber-play) films like Sylvester (1924) and had made a mild version himself in Michael (1924). Dreyer took the aesthetic to new heights in The Master of the House (1925).

Long before Akerman’s Jeanne Dielmann, Dreyer gave us a film about housework. Ida’s husband Victor is unemployed, so while he loafs and drifts around town, she struggles to keep things going. He pays her back with scorn and abuse. The plot is structured around two days, which yield a before-and-after pattern. At the end of the first, Ida leaves Victor, and a month later, his realization of his mistakes is revealed by his behavior in the household. The drama comes not only from the characters’ conflicts but from the way they handle everyday things like butter knives and laundry lines.

Rendering the household in all its specificity obliges Dreyer to rethink continuity filmmaking. He lays out the geography of the home by shooting “in the round” and cutting on the basis of eyelines and frame entrances. (He displays the same confidence in the “immersive camera” that Lubitsch displays in Lady Windermere’s Fan.) He trains us to notice landmarks, to associate bits of action with particular areas of the apartment, and to sense the characters’ changing emotions in relation to small adjustments in composition. The film is an exceptionally fluid, assured one, and it prepares for more daring Dreyer experiments to come: the fragmented interior spaces of La Passion de Jeanne d’Arc, the creeping camera of Vampyr, and the intensely theatricalized late films Day of Wrath, Ordet, and Gertrud. Little-known at the time, The Master of the House has come to be regarded as one of the most quietly perfect of silent films.

The most lustrous edition of The Master of the House is the Criterion release. It contains an in-depth interview with Danish film historian Casper Tybjerg and a visual essay that Abbey Lustgarten and I prepared. Criterion has posted an extract from the essay. More about this release is here.

In connection with the eleventh edition of Film Art: An Introduction, to be published in mid-January, we have added ten new online Connect video examples. These include one based on clips from the Blu-ray of The Gold Rush, which the Criterion Collection has kindly allowed us to use. We discuss two contrasting styles of staging used for comedy effects in the isolated cabin set.

The Dumont quotation is from his Frank Borzage: Sarastro à Hollywood (Cinémathèque française, 1993), p. 108.

Lea Jacobs and Andrea Comiskey have examined the complicated early distribution of The Big Parade in their “Hollywood’s Conception of Its Audience in the 1920s,” The Classical Hollywood Reader, Steve Neale, ed. (Routledge, 2012), p. 97.

Eisenstein’s aesthetic of expressive movement, and its relation to montage, is discussed in David’s The Cinema of Eisenstein. On Dreyer’s “theatricalized” cinema see his The Films of Carl Theodor Dreyer, and this essay on its sources in 1910s tableau filmmaking. Eisenstein’s exactitude in matching gesture to sound and cutting is demonstrated in Lea Jacobs’ Film Rhythm after Sound, reviewed here.

Lev Kuleshov’s second feature, The Death Ray, doesn’t make our top-ten list for 1925, but as a bonus we include its poster (by Anton Lavinsky), which must rank among the most beautiful of that year.

Our Lady of the Sphere (Lawrence Jordan, 1969)

Kristin here–

Our friends at Flicker Alley have offered three major releases since early October: Masterworks of American Avant-garde Experimental Film 1920-1970 (October 6), Sherlock Holmes (November 10), and Chaplin’s Essanay Films 1915 (November 17). This may seem ridiculously fast-paced, but it is partly explained by a delay in the release of Sherlock Holmes. All three editions package Blu-ray and DVD versions together.

In the move from 16mm to digital, avant-garde cinema was initially left behind. Eventually big boxes and series of DVD releases made a huge number of experimental short films available to audiences who may have had little access to such fare before. In quick succession, Unseen Cinema: Early American Avant-Garde Film 1894-1941 (2005), Kino’s three-volume series Avant-Garde: Experimental Cinema 1920s and ’30s (2005), Experimental Cinema 1928-1954 (2007), and Experimental Cinema 1922-1954 (2009), and the forth volume of the “American Treasures” series, Avant-Garde Film 1947-1986 (2009) were released.

Now we have another ambitious set, Masterworks of American Avant-Garde Experimental Film 1920-1907. Fans of experimental cinema who have purchased all of the earlier sets might wonder if there is room for yet another extensive collection of American films. Won’t there be a lot of overlap? The answer is a definite no. The body of work by important avant-garde filmmakers is extensive enough to support many boxed-sets.

I can find not a single film in the seven DVDs in Unseen Cinema (which takes a rather broad view of what counts as avant-garde) that is duplicated here. The same is true of the Avant-Garde Film 1947-1986 set. The Kino boxed sets (two discs each) are heavily slanted toward international films, and there is a slight overlap. Flicker Alley’s website has a list of all 37 titles included in Masterworks.

It’s impossible to deal with all the films included in the set here. (The film illustrated at the top is one of them.) I’ll just say that I was happy to see Hilary Harris’ 9 Variations on a Dance Theme (1966/67, right). We used to show it in the introductory film course we taught back in the mid-1970s, when Film Art had not yet been dreamt of. It’s a lovely film in itself, but it also might possibly be the clearest way to get across the ideas of form and style that one could find. Starting with a long shot of the dancer in a segment that simply records her movements, documentary style, the film repeats the same music and choreography eight times, with the cinematography and editing rendering a progressively abstract set of images.

Flicker Alley has put together an essential collection of films that will be new and exciting to many fans. The extras include, generously, three other experimental films. A a helpful booklet contains an introduction by Bruce Posner and brief program notes and filmmaker bios.

The Return of Sherlock Holmes

Until recently the 1916 version of Sherlock Holmes, based on the play by William Gillette, was lost. That seemed exceptionally unfortunate, not only for legions of Holmes fans but for anyone interested in late Victorian stage practices. Gillette’s performance as Holmes was considered the defining one, influencing subsequent portrayals. The play, which was produced in the US in 1899, had the cooperation of Arthur Conan Doyle, whom Gillette consulted during the period when he was writing it. The film version was a precious record from the time when the Holmes series was still being written.

In fact, Conan Doyle had killed Holmes off in 1893 in “The Final Problem,” and at the time when he authorized the play, he still had not resurrected his popular character. Gillette’s play influenced the later stories with such additions the character of the young servant Billy, a character invented by Gillette and later used by Conan Doyle.

In one of those happy endings that occasionally happen with lost films, a copy was discovered in the Cinémathèque française. Not just any old copy but the original nitrate negative of the French release version, which was shown as a serial in four parts in 1919. Apparently no footage was lost, and the main difference between the restored version that we have now and the original American feature film is that the new intertitles have been translated from those of the French release.

The original play has four acts, and the film has compromised between maintaining the interior setting of each act for a long stretch of the film and opening it out with brief exterior scenes and cutaways to other locales. One very lengthy section of the film takes place in the isolated house used by the villains to imprison the heroine, Alice. The sets are somewhat reminiscent of the stage, and yet they have been extended forward, and at times we see at least three walls and perhaps part of a fourth. In many cases, the stage-style set is made more cinematic through the simple device of adding some furniture in the foreground (left). In others, the characters are strung out in a line across the playing space, as in the final “act,” which takes place in Dr. Watson’s office (right).

Physically, Gillette makes a convincing Holmes in terms of the way Conan Doyle describes him, and his performance is restrained and usually lacking in expressivity–which works for a character noted for not exhibiting emotion. Unfortunately Gillette added a love interest for Holmes. Doyle, who apparently didn’t care what others did with Holmes now that he was rid of him, gave his permission. This would be bad enough in itself, but Alice is quite young looking, and Holmes is much older than she. Gillette had originated the role seventeen years earlier, when he was 46. By the time the film was made, he was 63, and though he doesn’t look that old in the film, the age difference between Holmes and Alice is obvious.

Given the survival of the negative, the Blu-ray/DVD transfer is impressive. Serpia toning is used in most scenes, while dark blue tinting represents night exteriors, many of which are nicely filmed (see bottom). The music is by Neil Brand, one of the best accompanists in the business.

There are generous bonuses, including some earlier comic shorts based around the character, Conan Doyle’s Fox Movietone interview, and a typescript of Gillette’s play. The set comes with a booklet with short essays on Gillette and his play, the film adaptation, the restoration, and the music.

The Little Tramp takes shape

Jeffrey Vance begins his essay on Chaplin in the booklet accompanying Chaplin’s Essanay Comedies 1915 with this observation:

If the early slapstick comedy of the Keystone Film Company represents Charles Chaplin’s cinematic infancy, the films he made for the Essanay Film Manufacturing Company are his adolescence. The Essanays find Chaplin in transition, taking greater time and care with each film, experimenting with new ideas, and adding textue to the Little Tramp character that would become his legacy. Chaplin’s Essanay Comedies would become his legacy. Chaplin’s Essanay comedies reveal an artist experimenting with his palette and finding his craft.

The unstated conclusion to the series of companies where Chaplin worked during the 1910s is that the Mutual period saw Chaplin’s maturity as an artist. Flicker Alley has now completed its epic survey of all three periods, with copies restored by the Cineteca Bologna and Lobster Films in cooperation with Blackhawk Films and the Chaplin Mutual and Essanay Project. Many archives provided material. For those who first saw Chaplin in worn 8mm and 16mm copies, these prints are a revelation.

Chaplin’s tinkering with his Tramp character is evident in the most famous short in the set, The Tramp. It begins and ends with the character on the road, going nowhere in particular. In between are sandwiched broad slapstick scenes, quieter comic moments, and a big of the pathos that would become increasingly central to the Tramp.

Early in the film he is capable of saving an innocent farm girl with a wad of money from a trio of thieving hobos, then stealing the money himself (above), and then relenting and giving it back. His comic pacing is sometimes off–way off in an overlong scene of the Tramp, who gets a job at the heroine’s farm, repeatedly poking a fellow farmhand with a pitchfork (a pretty cliched gag to begin with). The Tramp’s clueless attempts at milking a cow work distinctly better, as he tries everything, including turning the cow’s tail into a pump handle. That’s the sort of visual punning that would become one of Chaplin’s comic strengths. There are some funnier scenes, as when the Tramp is forced to bunk in with the farmhand and suffers agonies from his roommate’s smelly socks.

Some quietly funny moments are better, though, as when the Tramp, having been wounded in the leg while trying to foil a burglary attempt, sits complacently enjoying his leisure and assuming that the heroine is in love with him. The absent boyfriend, well-dressed and handsome, soon shows up and, recognizing the inevitable, the Tramp removes himself from the triangle and takes to the road once more. Perhaps more than any other image, this one summarizes how Chaplin’s Tramp was thought of for many years and by millions of people.

Bonuses include some films using discarded footage or cutting together scenes from already-released shorts, as Essanay tried to capitalize as much as possible on Chaplin’s extraordinary international popularity. There is also a booklet with Vance’s essay and a set of program notes. Each of these has a brief description of the restoration process, which is a nice thing to see in a supplement.

Sherlock Holmes (1916)

On 21 November, the Museum of Modern Art in New York will be screening a version of Otto Rippert’s long-lost German serial Homunculus (1916). It was reconstructed by Stefan Drössler and his colleagues at the Munich Film Museum on the basis of material from the Moscow Film Archives and other collections. Here’s the background offered by the opening titles on this version.

Homunculus was shown as a six-part series in movie theaters in Germany and its occupied territories in 1916, in the midst of World War I. Each episode was about an hour long. In 1920 the opus was reissued as a three-part version. Scenes were shifted around and new intertitles added.

The following reconstruction adapts the structure of the reissue edition, but it also contains some scenes that had been shortened for the later version and often only survived as photographs.

Fewer than 20% of the original German intertitles have been preserved or are known in their exact wording. Newly worded texts for this reconstruction were based, when possible, on information from contemporary program notes and reviews; also, some were translated back from foreign-language versions of the film and others were created from keywords scratched into the film as montage cues.

For the first time, the current work print makes it possible to recognize the original concept of the entire series.

Today, as a preparation for this very important event, each of us offers you something. First Kristin sketches the trend of fantasy filmmaking in German cinema of the 1910s. After providing this context for the film, David offers some thoughts on this new version of Homunculus and its value for us today.

Kristin here:

The seeds of Expressionism

Many viewers who come to Homunculus for the first time may be expecting traits of the most famous German silent film trend, Expressionism. And indeed historians have mentioned Rippert’s serial, along with Der Student von Prag (The Student of Prague, 1913), Hoffmanns Erzählungen (Tales of Hoffman, Richard Oswald, 1916), and others, as forerunners of the Expressionist movement.

But we don’t have a very concrete account of how these earlier films led up to the more famous trend that began with Das Cabinet des Dr. Caligari’s release in early 1920. Moreover, at first glance there aren’t many visual qualities in these earlier films that remind you of Expressionism. They display few or none of those Expressionist distortions of mise-en-scene influenced by contemporary trends in painting and theatre. Similarly, the acting, while exaggerated in a fashion common during the 1910s, seldom reaches the extreme stylization of the performances in Expressionist films.

Yet there are clearly some other similarities between the two groups of films. Most obviously, the early films brought to prominence two related genres to which many of the Expressionist films would belong: the phantastischen film and the Märchenfilm, or fairy-tale film.The main examples of the latter all starred Paul Wegener: Rattenfänger von Hameln (The Pied Piper of Hameln, 1918), Hans Trutz im Schlaraffenland (Hans Trutz in the Land of Cockaigne, 1917), and Rübezahls Hochzeit (Rübezahl’s Wedding, 1916).

For Expressionist filmmakers, elements of the supernatural or the legendary could motivate highly stylized mise-en-scene. In contrast, these 1910s films often used relatively realistic mise-en-scene. Location shooting, straightforward period costumes, and skillfully executed trick photography introduced the fantastic elements into the milieu of a concrete, seemingly everyday world.

A changing view of cinema

Despite such differences, the two genres provide a specific link between some of the most prominent German films of the 1910s and those of the Expressionist movement. Moreover, fantasy films seem to have provided a basis for at least a tentative exploration of theoretical issues surrounding the relationship of cinema to the other arts. In Germany, cinema had previously been compared primarily to literary and theatrical arts, but Wegener’s Der Student von Prag and other films led to a wider consideration of cinema in relation to visual arts such as painting.

In a 1916 lecture, Wegener expressed dissatisfaction with most of what had previously been done with the cinema. He sought to establish the cinema as an independent visual art, separated from theatre and literature:

When a new technology is developed, it is initially cultivated in relation to existing ones, and a new idea does not immediately find its own unique form. The first steamboats looked like big sailing schooners, except that instead of masts they had high funnels. The first railway cars copied mail coaches, the first automobiles kept the large bodies of landaus, and the cinema was like pantomime, drama, or the illustrated novel.

A more broadly based view of the cinema as combining theatrical and graphic arts created a newtradition which carried over from the 1910s to the Expressionist movement of the 1920s. These early films may have become models for the development of an “art cinema” movement in the next decade.

The painterly approach to film promulgated by Wegener lingered in German cinema for about a decade. Starting around 1924, a new approach, based on the moving camera and a more realistic three-dimensional space, would largely replace the older one.

Frames and books

Der Student von Prag.

Aside from this specific link created by Wegener’s emphasis on the pictorial powers of the camera, several conventions of the fantasy films of the 1910s look forward to Expressionism. Perhaps most notable among these devices is the use of the frame story.

Expressionist films frequently employ this device: Francis’ tale to the fellow asylum inmate in Caligari, the record of the Bremen town historian in Nosferatu (as well as the imbedded narratives of the Book of the Vampyres and the ship’s log), the young poet hired to write publicity anecdotes for a sideshow in Wachsfigurenkabinett, and so on.

Yet this pattern was already well established during the 1910s. Der Student von Prag begins and ends with a poetic scroll (“Ich bin kein Gott/bin kein Dämon …”), with the final return leading to a shot of Balduin’s gravestone—upon which sit the Doppelgänger and a crow. (The 1926 remake, which has some distinct Expressionist touches, begins and ends with a gravestone that summarizes Balduin’s life.) Wegener’s other major surviving film from the mid-1910s, Rübezahls Hochzeit, begins with a scene of Wegener, as himself rather than in character as the titular hero, reading to a group of children from a book entitled Rübezahls Hochzeit.

In some cases the frame story introduces multiple embedded narratives. Richard Oswald’s two main fantasy films of the pre-1920 era, Hoffmanns Erzählungen (1916) and Unheimliche Geschichten (Uncanny Stories, 1919), both use this technique. The first begins with a prologue showing Hoffmann surrounded by strange characters like Count Dapertutto and Coppelius. Three dream sequences show him incorporating these figures into bizarre stories; the transition from the prologue to the the main portion of the story begins with Hoffmann in bed as the three sinister figures stand over him.

Unheimlische Geschichten begins, as an intertitle announces, with “A fantastic Prologue at an antiquarian book dealer’s.” On the wall are three large pictures depicting a whore, death, and the devil. After the proprietor chases away his customers and departs, the three images come to life and amuse each other by reading tales out of a book. The series of embedded tales, adapted from Poe, Hoffmann, and other authors of the uncanny, form the bulk of the film.

Not all fantasy films of the 1910s contain frame stories or embedded narratives. Characters do, however, often read or write books that contribute major premises or motifs. In Homunculus, Richard Ortmann keeps a large diary, which records his shifting and somewhat contradictory thoughts, feelings and goals—and thus conveys them to us. Joe May’s Hilde Warren und der Tod (Hilde Warren and Death, 1917) also has no frame story. Its opening, however, involves the heroine reading in a book that death is an escape from sadness. This notion becomes a motif, as the figure of Death appears to her at intervals, foreshadowing her eventual surrender. Books would become an important motivating device in Expressionist films, introducing embedded narratives or crucial motifs.

Hilde Warren und der Tod also carries through the pictorial tradition of Der Student von Prag. Here the special effects are not used to allow one actor to play two roles through split exposure. Rather, superimpositions introduce the figure of Death into the everyday scenes of Hilde’s life.

Some early hints of Expressionism

Although the fantasy films of the 1910s don’t contain strongly Expressionist elements, a few stylistic touches foreshadow the distortions of the later movement. Some of these relate to performances by actors who were to become central to the Expressionist movement. In Hoffmanns Erzählungen, for example, Werner Krauss’s stylized acting in the role of Count Dapertutto suggests why he was later cast as Dr. Caligari. Conrad Veidt’s acting and especially his makeup as Death in Unheimliche Geschichten mark him as the ideal candidate to show up in Caligari’s cabinet.

The stylized hand gestures in these two shots are particularly striking, and the same device is carried through in a séance sequence in Unheimliche Geschichten. The lighting of the séance looks forward to more famous scenes in Dr. Mabuse, der Spieler (1922), Feu Mathias Pascal (1926), and The Ministry of Fear (1944)—yet here Oswald introduces a twist by including one more hand than there should be for the number of bodies present.

There are other major films made in 1919 which contain stylistic and generic elements soon to become far more prominent. Lang’s Die Spinnen (The Spiders, 1919-1920) draws upon conventions of the thriller serial which would soon by transmogrified in his Expressionist film, Dr. Mabuse, Der Spieler. Lubitsch’s Die Puppe (The Puppet) and Die Austernprinzessin (The Oyster Princess), both 1919, could be counted as comic Expressionist films that introduced the style into the cinema months before the appearance of Caligari. The exact cut-off date between pre-Expressionism and Expressionism proper is not vitally important. Some 1910s developments in genre and style prepared the way for Expressionism. Caligari, however great its stylistic challenges were, did not appear in a vacuum.

DB here:

Wanted: Love. #Homunculus

The 1920 reissue of the Homunculus serial compresses its original story considerably, but the outlines are clear. Some omissions in the Munich reconstruction may reflect gaps in the 1920 version. Still, the basic outline of the tale is clear.

Very likely the first test-tube baby, the Homunculus arrives on the scene as the result of a pseudoscientific effort to create life. Out of a bubble, properly zapped, comes an infant.

The baby is brought up in an ordinary human family, thanks to the classic switched-in-the-cradle device. Known as Richard Ortmann, the creature grows up into something of a superman, with extraordinary strength and explosive energy. But his core is hollow. Richard discovers that he lacks fellow-feeling and finds himself alienated from his carousing peers.

When Richard discovers his technological origin, he sets himself a drastic choice: either discover human love or destroy this worthless world.

Each episode replays the same dynamic. Somewhere Richard discovers a possibility of uncorrupted love. But that prospect shatters, either because of prejudice (would you want your daughter to marry a homunculus?) or his sadistic urge to plunge the world into chaos. Only his friendship with Edgar Rodin, one of the scientists who attended his birth, forms an enduring bond across the episodes.

Richard Ortmann plays many roles in his saga. He’s a scientific tinkerer who invents an explosive, a wanderer who ventures into Africa, and a capitalist who enjoys masquerading as a rabble-rouser bent on fomenting rebellion. No sooner has he provoked a war than he tries his own social experiment, that of isolating a young couple in hope of breeding a new society. All these exploits he records in a mighty book

This tome becomes a handy narrative device when the plot demands that other characters learn of his inhuman origins.

Like those films that clone a Stallone or a Van Damme, the series realizes that one monster can be defeated only by another one. The long tale comes to a climax when Rodin creates a second Homunculus and raises him up to conquer Ortmann–already somewhat weakened from age and fear of death. The titanic confrontation is played out on mountain craigs.

Who will win? Or will both perish?

Annihilation, courtesy Homunculus

The rocking-horse rhythm of the episodes, with hope for Ortmann’s redemption rising and inevitably falling, takes some getting used to. To the filmmakers’ credit, they vary the prospects for love: an array of women, a dog, and in the fourth episode a woman who wholeheartedly embraces Ortmann’s wicked side.

Today’s viewers will also need to accustom themselves to the seething extremes of Olaf Fønss’s performance. Fønss was a major Danish actor who became famous in Atlantis (1913) and who migrated to Germany to star in this series. Fønss conceives his performance as a matter of ferocious glares, raised fists, and heroically villainous postures. It looks overdone to us today.

His box cape, reminiscent of bat wings, helps the brooding effect.

But this isn’t merely a matter of old-fashioned hamming. Fønss’s performance is calibrated to be ragingly different from the other portrayals. Most of the actors exaggerate less, and the pacifist preacher actually underplays. Fønss goes over the top because Homunculus does.

What makes the series compelling? For one thing, it offers a fairly original reworking of the Frankenstein premise. For another, its central conceit of a mad, misunderstood supervillain in search of love can evoke some empathy. There’s also the effort to convey a world in flames, to suggest a cosmic catastrophe with minimal means. While the Great War devastates Europe offscreen, one can hardly avoid thinking of trenches and bombardment in blasted shots like these–which also look forward to the jagged decor of Expressionism.

The student of film technique will, I think, be struck by the filmmakers’ pictorial ambitions. It’s now clear that by focusing just on The Cabinet of Dr. Caligari (1920) we have limited our sense of the wide-ranging visual discoveries of German cinema. Homunculus belongs with the splendid string of films that includes Der Tunnel (1915), Algol (1920), I.N.R.I. (1920), and the outstanding pair of 1919 films by Robert Reinert, Opium and Nerven. Reinert, unsurprisingly, wrote the screenplay for Homunculus.

The fourth episode, which I commented on back in the summer (based on a much inferior copy), remains a treat for your eyes, with unexpected camera angles and daring use of depth. In the one on the left, we see touches of Expressionist performance in the orchestration of hands.

Elsewhere Kristin has remarked that during the 1910s filmmakers began to go beyond basic storytelling and explore the expressive dimensions of cinema—not only in acting but also in composition, lighting, and set design. The Jugendstil curves of the incubator gleam inside a cavernous chamber you might not expect to find in a lab.

Other episodes provide both grand images—landscapes, sumptuous sets, crowd scenes—and an arresting, small-scale play of light and shade. A purely expository shot of Ortmann approaching Steffens’ study becomes a little suite of shadow patterns, stressed when Ortmann pauses and swivels to the camera and creates a pictorial climax.

Seeing the three-dimensional lighting effects of German cinema of the mid-1910s onward, I wonder whether Caligari‘s jutting, broken-up planes and painted shadows are not only a borrowing from Expressionist painting but also a reaction against the rich volumes created by directors like Rippert.

In all, Stefan Drössler and all the archives and individuals working with him have done world film culture a great service. As with Gance’s Napoleon and Lang’s Metropolis, more footage may appear and need to be integrated into this version. Perhaps some day we’ll have something approaching the full scope of the original series. For now, we should be thankful that another silent classic steps out of the shadows and forces us to rethink what we thought we knew about the history of cinema.

Many thanks to Stefan Drössler for his assistance in preparing this entry.

At Nitrateville Arndt has posted helpful synopses of all six parts of the restoration. Leonardo Querisima offers a wide-ranging discussion in “Homunculus: A Project for a Modern Cinema,” in A Second Life: German Cinema’s First Decades, ed. Thomas Elsaesser and Michael Weidel (Amsterdam University Press, 1996), pp. 160-167. Excerpts can be found here.

Kristin’s discussion of fantasy films is excerpted from her essay “Im Anfang War…: Some Links between German Fantasy Films of the Teens and the Twenties,” in Before Caligari: German Cinema, 1895-1920, ed. Paolo Cherchi Usai and Lorenzo Codelli (Pordenone: Bibliotexa dell’Immagine, 1990), 138-161. The Wegener quotation is from Paul Wegener, “Die künsterlischen Möglichkeiten des Films,” in Kai Möller, ed., Paul Wegener: Sein Leben und seine Rollen (Hamburg: Rowohlt Verlag, 1954), p. 102. Translation by KT.

Elsewhere on this site we discuss other neglected German films of the period: Der Stoltz der Firma (The Pride of the Firm, 1914); Der Tunnel (1915); Asta Nielsen features of the teens; Doktor Satansohn (1916); Hilde Warren und der Tod (1917); Die Pest in Florenz (The Plague in Florence, 1919, directed by Rippert after Homunculus); late-1910s Lubitsch; Algol and I. N.R.I. (both 1920); and Der Golem (1920). I have an essay on Robert Reinert’s remarkable films in Poetics of Cinema. Some day I hope to write more about Paul Leni’s war drama Das Tagebuch des Dr. Hart (Dr. Hart’s Diary, 1917) and Joe May’s energetic and entertaining serial Die Herrin der Welt (Mistress of the World, 1919).

1914 Kinetoscope Victor Model I Silent Film Projector by the Victor Animatograph Co. From Pinterest, identified by Robert Van Dusen.

DB here:

The first thing you learn about silent movies is that they weren’t shown silent. The second thing is that they weren’t shown as fast as we often see them. Screened at 24 frames per second (“sound speed”), many films look rushed and silly. Those were shot at slower frame rates, like 16 fps or 18 fps. By the end of the 1920s, though, some were shot faster than sound, up to 30 fps.

Most archives and some cinémathèques and repertory theatres owned adjustable-rate film projectors, so they could provide a smooth flow of motion for most silent films. But what happened when film projectors were junked and replaced by digital projectors? How could the Digital Cinema Package (DCP), that set of files containing the movie and a host of encryption devices, offer the various “silent speeds”?

I wrote a little about this problem in Pandora’s Digital Box: Films, Files, and the Future of Movies, but afterwards I continued to wonder how archives were coping with the matter once digital conversion was universal. The main problem is that digital projectors don’t currently provide options slower than 24 fps. Both the Hollywood studios that established the digital standard and the manufacturers that implement it simply ignored the history of cinema. Where does that leave archives, which restore, circulate, and show silent films on digital equipment?

So I asked our friend Nicola Mazzanti, Curator of the Cinematek in Brussels, about this problem. Nicola is one of the founders of the Bologna Cinema Ritrovato festival and a major consultant about digital cinema and the preservation of films in the new age. Here’s his typical provocative, pro-active answer.

Why can’t we ever make it simple?

Nicola Mazzanti, Brussels summer 2011. The plaque reads: “Mr. Bill Clinton, President of the United States of America sat at this table on 9 January 1994. He drank coffee and chatted an hour with all present.”

When they try to sell you some new product there is always the sweet thrill that now, finally, all the unpleasantness and the drawbacks, the little things that bothered you in the past, will be gone forever. Then, you realize that the car you bought was a Volkswagen diesel.

With Digital Cinema we were all told that life would be happier once we jumped onto the bandwagon. Distribution of independent films would be easier. All sorts of catalogue titles would flow joyously from the archives to the multiplex. “Alternative content,” including slightly unsharp TV programs and opera with awful close-ups and great sound, would make theatre owners rich.

Many believed the PR. Some of this became true—the usual 10% of it.

Granted, it is easier and cheaper to produce and manage a DCP than a 35mm print. And some classics did find their way to independent or repertoire theatres (the few who survived the digital switch, that is). Several archives, ours included, are enjoying these benefits of the digital switchover. And advertising an 8K or 20K or whatever-K restoration can bring in audiences. But many of us also have tons of perfectly fine 35mm of classics, and they cannot be shown any more. Why not?

*35mm projectors are basically gone.

*Some catalogue owners permit screening only their “restored DCP” (and strictly with English or French subtitles – so much for cultural diversity!).

At the end of the day the number of available classic titles went down, not up.

We could talk about this situation a long time, but let’s home in on one effect of the digital transition. The story I want to tell today is one about those “technical details” that we seem never able to get right. Only the Gods of Cinema know why.

We could talk about screen ratios in this connection, but not today. Today we talk about frame rates.

Toward a standard

Unlike video files but like a strip of film, a DCP consists of a bunch of individual frames that play nicely one after the other. The number of frames that are played back per second is defined by a simple line of code in an XML file. From the point of view of the technology in the server and the DCP format, there is no reason why we cannot play a film at any rate we like, say, 17fps. (Granted, we can’t really run it at 100fps, because of bandwidth, but you see my point.)

This is not the whole story. First of all, there is a need for a highly standardized system, or we would have the problem of a DCP playing well in one theater and at the wrong speed in the next. Then there are other issues, like the frequency of the projector or the link between the server and the projector. I will not bore you with the details. In sum, technical problems make it impossible to build what I had proposed in the first place: a hand-cranked digital projector. (I was serious.)

Yet all these technical problems could be solved, if we took a rather pragmatic approach. (Here, “pragmatic” is the PC term for “compromise.”) That’s what we archivists did, a few years ago.

At the time of publication, the Digital Cinema Initiative specs described something that did not really exist yet. The technology was only almost there. In the hurry to produce a standard that could work, it was perfectly sensible to start with only two frame rates: 24 and 48 (for 3D).

Some time later though, the issue of expanding the frame rates options came back with a vengeance. The strongest push was coming from European broadcasters who wanted to sneak their boring stuff to the cinema screens and thus called loudly for a 25fps frame rate. Then some filmmakers like Peter Jackson and James Cameron fell in love with the idea of higher rates, like 30fps and 60 for 3D (regardless of how this would balloon production budgets).

Soon the issue became geopolitical, with the Europeans pushing hard for 25fps, mostly because they considered it a victory to impose another standard on the Americans—even though they had lost the digital war as a whole. At the end, the Pandora’s box of frame rates had to be reopened, enthusiastically by some, reluctantly by others.

The Society of Motion Picture and Television Engineers (SMPTE) set up a workgroup where all strong views in favor or against were represented. For the historians among you, it was first called “DC28-10 Ad-hoc Group on Additional Frame Rates” and later “21DC.10 AHG Additional Frame Rates.” We archivists, following our typical model of guerrilla resistance, sneaked onto the panel.

Technically, the archival force was the Technical Commission of the International Federation of Film Archives (FIAF). Actually, it was Torkell Sætervadet and I who were volunteered for this “mission impossible.” Torkell is the world’s greatest expert on projection. He wrote the indispensable handbook for film projection, The Advanced Projection Manual (2006). His FIAF Digital Projection Guide, another must-read, was published in December 2012, the year film projection disappeared.

Torkell and I worked on the frame-rate problem for a couple of years. We mostly revised documents and conducted conference calls late at night (thanks to European time zones). We received some support from the more corporate members of the Workgroup. Many had never heard of lower frame rates, and the concept actually fascinated them. We also benefited from the support of Kommer Kleijn from IMAGO (the European version of the ASC), Paul Collard (then Ascent Media, now Deluxe, a profoundly competent person in the business), and Peter Wilson of High Definition and Digital Cinema Ltd.

The result: We succeeded to a great extent. We convinced the workgroup that silent rates had to be part of digital projection. True, the new standard allows only four other rates: 16, 18, 20, or 22. (To be extra-precise, due to technical issues, 18fps is in fact 18.18181818 and 22 is really 21.8181818.) But four options are quite a lot, and we decided that four were better than none.

So what we called the Archive Frame Rates standard (technically ST 428-21:2011) became part of the SMPTE standards for Digital Cinema. It can be found here. More or less in parallel, other frame rates were allowed: 25, 30, and 60fps. An announcement of this development, with commentary, can be found here.

Hurray! But don’t celebrate yet.

The Archival Frame Rates standard is not a mandatory one. The manufacturers of Digital Cinema projectors never implemented this particular standard in their machines. And archives all over the world never requested it before purchasing a projector. That, today, is the roadblock to proper screening of silent films on adjustable digital projection.

Home-made silent speed

Well, what are the alternatives?

One can produce, for example, a normal DCP at 24fps, and then use a simple piece of software (such as EasyDCP) that allows for different speeds if the DCP is played back from a computer. That feeds directly into the projector, bypassing the projector’s server. It works fine, although you have to try out several frame rates until you find the one that does sit well with the refresh rate of your projector. Otherwise, you might have some artifacts onscreen.

Alternatively, if your film’s chosen silent speed is 16fps you can easily triplicate each frame and create a 48fps DCP which would play in most theatres. 20fps would fit into 60fps, when available. For 18 and 22, however, this is no solution; they are tough frame rates anyway.

The problem with these as hoc solutions is that they are not universal. If an archive ships a DCP to another archive, someone acquainted with that file must be in the booth with a computer. Or you can just send the DCP and hope it works. Either of the two digital solutions can be used safely only in your own theatre, basically.

Hence my interest in pushing for a standardized solution. This is, I’m convinced, the best one for bringing silent films to broader public.

So I haven’t given up hope that one of the manufacturers might realize that the Archival Frame Rates standard would be a nice addition to their option package. Particularly if archives and other potential buyers start asking for it.

Does one speed fit all?

The silent frame rates are more complicated than what I’ve just outlined. Let’s go a little deeper, because it’s interesting.

When we refer to frame rates, we tend to use discrete numbers (16, 18…). But like all things analog, frame rates lay along a continuum. That ranged from 16 (sometimes lower) to 24 (sometimes higher). Anybody who worked as a projectionist knows that even with a modern projector equipped with speed variators, the actual speed can change according to the day of the week and the time of the day, depending on fluctuations on the grid.

The same variations occurred, naturally, with hand-cranked projectors and cameras. And early motor-driven machines used in the silent era also suffered unpredictable variations from moment to moment.

As a result, silent films were shot and screened at different speeds. Even the same film would have fluctuations in frame rates from scene to scene or shot to shot.

The best example I know personally is Murnau’s Faust (1926). When Luciano Berriatua and I were analyzing the existing negatives of the film, we were puzzled when we compared the two negatives from the original production. Each negative was shot with a different camera. As was common in silent film, the filmmakers provided one negative for domestic circulation and one for international distribution. In production the cameras yielded different angles on the scene–sometimes quite similar, sometimes different.

Nevertheless, the action each one captured was identical. The problem is that the two negatives were different in length!

Why? The cameras were operated by two different cameramen, each hand-cranking at a different speed. The assistant cameraman, undoubtedly younger and more enthusiastic, was cranking faster!

Such a disparity was not uncommon. On the contrary, any archivist confronted with the decision about “suggested frame rate” for a given film is confronted with a choice among many different frame rates. What one writes on the cans is always a speed that fits better on average, not necessarily on each individual shot or scene.

And the reality in archives, cinemathques and everywhere else, is this. Most silent film screenings, if not virtually all, are today executed at one speed throughout the whole picture,

There is strong, albeit anecdotal, evidence that projectionists in the silent era were encouraged to crank different sections of a movie at different speeds. Cues in some musical scores suggest that sequences may have been slowed or speeded up. Projectionists may also have chosen to accelerate chases and battles or slow down love scenes. But there’s no way to know to what extent this manipulation was a common practice.

Personally, I think that we are inevitably looking at a silent film with modern eyes. For one thing, we have a completely different approach to continuity. We ask that a restored silent film be perfectly graded, that its tinting and toning be consistent from shot to shot and scene to scene. But when we examine an original print, particularly from the ‘teens, we realize that our modern concept of pictorial continuity did not apply. It seems to have come into play in the late Twenties or later. Our assumptions about continuity make us consider narrative or visual discontinuity a technical error, or at least a trace of a more cavalier attitude towards continuity. I think that discontinuity of technique was often voluntary and sometimes deliberate.

Fun with frame rates

This point applies to frame rates as well. I am convinced that audiences in the silent era were much more relaxed towards something that we now consider so important. Otherwise, it’s difficult to understand why there so many variations in speed within one picture, and between different versions of the same film.

We should remember as well that we cannot really discuss anything “silent” without taking into consideration that it was a long and complex period of fast evolution and change. A film from the early ‘teens and one made ten years later are two different beasts, and different considerations should apply.

So, to return to our main theme: Are frame rates impossible to vary with a DCP? No—in theory.

If you decide to create your DCP at 24 fps, you can easily slow down each scene at a different rate, if you so choose. Alternatively, if the Archive Frame Rates standard were in use, you could apply your four fixed speeds (16. 18. 20. 22) to different sections of the DCP by simply creating separate “reels” and a correct playlist. This would be a bit like a DCP in which certain parts, such as the restoration credits, are actually a separate file to be played before or after the main body of the film.

Have I tried this? No. Could it work? Yes. Is it worth trying? I am not sure. Again, I am afraid we are looking for a precision that was not really part of a film screening in the silent era.

I remain strongly convinced that “old stuff,” including silent film, has an appeal for the public, and not just for few cinephiles. I also strongly believe that an archive like ours in Brussels should offer a wide range of films on DCP for screenings around the world.

In order to show a silent film in the present environment I have to do some nasty things to the images. I have to slow them down by means of software, even if some solutions work well enough to fool some archivists and historians.

If the alternative is never to show Maudite soit la guerre (Alfred Machin, 1910) to anybody, I’d rather use some tricks to make the screening possible in a modern DCP environment. That’s better than making the film invisible. I am also old enough to remember how horrible it was in the 35mm days when there was really no way to show silent films outside a cinematheque. While we wait for archives and manufacturers to implement the fuller range of options, we must keep our films alive.

So when today a nice audience shows up to see Maudite with a pianist in a multiplex in the middle of Flanders (or Ohio or Nebraska), I admit that I’d be unhappy that I had to trick the speed to 18 fps. Yet I still consider it a victory.

For discussion of silent-film frame rates the standard point of departure is Kevin Brownlow’s 1980 article, “Silent Films: What Was the Right Speed?” Brownlow suggests that many American silent films were intended to be screened at a higher rate than the cameraman had used during filming. See also James Card, Seductive Cinema: The Art of Silent Film (Knopf, 1994), 52-56, and Jon Marquis, “The Speed of Silence” (2011). On the revival of interest in high frame rates, see this 2011 article and Pandora’s Digital Box.

Nicola has written about other aspects of film preservation in the digital age. See his recent contribution to“The Last Picture Show,” a symposium in Artforum (October 2015), 288-291.Tacita Dean and Amy Taubin contribute to this as well.

The magnificent Masters of Cinema DVD set of Faust includes both the domestic German version and the export version, along with a lengthy comparison of them, from which I’ve drawn my illustrations.

Maudite soit la guerre (Alfred Machin, 1910).